AML and KYC Policy

FinTrade Analytics runs a broker review portal and does not itself accept client funds. Even so, we apply the anti-money laundering and KYC principles below to every interaction that could involve the movement of value or onward referral.

Scope

This policy applies to any contact with visitors that leads to a referral, demo account or onward introduction to Axonera AG or any affiliated party.

Identification

When a visitor requests a personal overview, we request name, email and phone. Suspicious or inconsistent details trigger an additional verification step before any follow-up call.

Risk-based screening

Requests are checked against internal blocklists and publicly available sanctions lists. Anything flagged is paused and escalated to the compliance lead before further contact.

Record keeping

Contact submissions, supporting documents and compliance notes are retained for five years in line with Swiss regulatory expectations.

Reporting

If a submission raises a reasonable suspicion of money laundering, terrorist financing or sanction breach, we notify the relevant Swiss authority and cease contact with the user.

Staff training

Everyone on the team who handles contact submissions goes through refreshed AML and KYC training at least once a year.

Contact

Compliance questions can be sent to [email protected].